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Ary Rosenbaum, That 401(k) Guy

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All posts by Ary Rosenbaum, That 401(k) Guy

Complacency is a problem for TPAs

For me, one of the worst things that any business can have is a sense of complacency; I have spent ...

DOL changes mind on private equity investments

The Department of Labor (DOL) ‘clarified’ a 2020 DOL letter on private equity...

Retirement plan assets dip in Q3

Quarter 3 of 2021 was a little choppy and retirement plan. Assets show that. Total U.S. retireme...

Nokia sued over 401(k) plan

Nokia of America is one of the latest employers hit with a class-action lawsuit over the fees in it...

Voya sued over own investments in their plan

When you are in the mutual fund business and you offer those funds in your plan, you probably will ...

Pennsylvania to add IRA program

Add another state-run IRA program for private-sector workers, that will increase retirement plan co...

The older I get, the more I’m like Larry

I’ve been a fan of Curb Your Enthusiasm since day one and in some way, I enjoy it more than Larry...

Bottom line, you fix it to avoid harm

When presented with the opinion from your third-party administrator (TPA) that you have to fix a po...

Thank you SECURE Act

The busiest time as an ERISA attorney working for a third-party administrator was the end of the ye...

It’s no time to blame

I have fixed so many retirement plan messes over the years. While most plans operate within the con...