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Ary Rosenbaum, That 401(k) Guy

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All posts by Ary Rosenbaum, That 401(k) Guy

TPA must comply with DOL subpoena on cybersecurity

A federal court in Chicago just ruled that a retirement plan provider must comply with a subpoena r...

Phoenix and Charlotte booked

With 2022 closing in, we have some events booked, live and in person. That 401(k) Conference wil...

Push automatic enrollment

When I was at college, I was very involved politically. Someone I met my freshman year at Stony Bro...

It’s more than just a title

I think there are two types of leaders: those who lead and those who are enamored with being a lead...

A SIMPLE plan isn’t so simple

When It comes to developing a great 401(k) and/or cash balance proposal, one of the great sticks in...

The problem with bad advice

A financial advisor called me and asked me if there was a problem that an insurance policy paid by ...

Creative Planning buys Lockton’s retirement business

Creative Planning has agreed to take on Lockton’s $110 billion unit in a deal that includes an eq...

Make sure the plan custodian know who your plan trustees are

If you’re a closely held business or not, changes do happen. Whether it’s leadership or who ser...

Correct the late deferral issue correctly

Correcting your plan’s late deposit of salary deferrals by depositing them and making a contribut...

Associations, MEPs, and PEPs

I have worked with several associations in setting up a multiple employer plan (MEP) and even more ...