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Ary Rosenbaum, That 401(k) Guy

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Not going to travel for awhile

I planned on a Las Vegas conference for December, way back in May. I don’t think I was ahead of my...

by Ary Rosenbaum, That 401(k) Guy

That 401(k) Virtual Conference 6 hits September 25th

With travel still a no-no for most of us, it’s going to be virtual events for a while. As we get c...

by Ary Rosenbaum, That 401(k) Guy

Lawsuits against plan providers and sponsors are only allegations at first

It seems like every week, there is another major lawsuit against a plan sponsor and one of their ser...

by Ary Rosenbaum, That 401(k) Guy

If you have ESG, look to your IPS

It seems everything is political. I believe the purposes of Environmental, Social, and Governance (E...

by Ary Rosenbaum, That 401(k) Guy

Gambling against an audit is a bad bet

I love Las Vegas and the last two times I was there; I didn’t gamble a nickel. I hate gambling bec...

by Ary Rosenbaum, That 401(k) Guy

Don’t let grudges get in the way of doing right

I always joke that I get rid of old grudges to make way for new ones. Recently, an advisor asked abo...

by Ary Rosenbaum, That 401(k) Guy

You still need to do your job

Our world has been turned upside down by COVID. Even with me, I had to put all my live conferences o...

by Ary Rosenbaum, That 401(k) Guy

Avoid the No-Win Situation

Captain Kirk didn’t believe in the no-win situation, he learned the hard way in Star Trek II: Wrat...

by Ary Rosenbaum, That 401(k) Guy

Participants more attentive thanks to fee disclosure

When fee disclosure regulations came into being by the Department of Labor (DOL) in 2012, so many de...

by Ary Rosenbaum, That 401(k) Guy

Check credentials

Whenever I hear about someone getting caught with lying about their resume or credentials, I am alwa...

by Ary Rosenbaum, That 401(k) Guy