I always talk about my open-door policy with financial advisors and third party advisors where I will help these plan providers out without me actively seeking their business. I kind of have that liberty because it’s my law practice and I don’t have the st...
The Securities and Exchange Commission is urging professionals to take extra steps to ensure the safety of investors’ assets. The SEC is encouraging firms to “review and make any necessary changes to their policies and procedures around disbursement...
Several of the large bundled providers are offering free recordkeeping for parts of next year if pla...
When I first started as an ERISA attorney, I worked for a kind man named Harvey Berman in 1998, work...
I believe that in this business, there isn’t a one size fits all. That deals with 3(38) advisors, ...
Environmental, Social, and Corporate Governance (ESG) funds are a hot potato item as the Department ...
As an ERISA attorney an ERISA 3(16) administrator, I’ve been asked by many clients, advisory firms...
I always joke that I get rid of old grudges to make way for new ones. Recently, an advisor asked abo...
Our world has been turned upside down by COVID. Even with me, I had to put all my live conferences o...
Captain Kirk didn’t believe in the no-win situation, he learned the hard way in Star Trek II: Wrat...
