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Ary Rosenbaum, That 401(k) Guy

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All posts by Ary Rosenbaum, That 401(k) Guy

Create a missing participant process

It’s more work, but it’s clear that the Department of Labor (DOL) wants you to do more work when...

Brokerage Window Guidance panned by those who offer it

Witnesses testifying before the ERISA Advisory Council criticized the idea for additional fiduciary ...

JP Morgan survey shows participants want more help

A survey by JP Morgan Asset Management shows that even though about four in five respondents didn’...

TIAA gets in trouble over rollovers

The U.S. Securities and Exchange Commission (SEC) announced that TIAA-CREF Individual & Institut...

Trading with 401(k) accounts is very low

With a cautious stock market still reeling from COVID, it should come as no shock that trading withi...

Beware of 401(k) articles with tax advice, speak to a pro

It sounds so great on paper because you read an article. An advisor clued me into an about a Mega Ba...

The problem with Target Date funds are the investors that use them

A target-date fund (TDF) could be an attractive investment alternative for a participant that can’...

Minneapolis That 401(k)( Conference Guest is Tony Oliva

The special guest for our Minneapolis event That 401(k) Conference on Friday, September 24th, is Twi...

Participants with loans dips

Outstanding loan rates for 401(k) participants is an interesting thing to look at, it may be a sense...

Don’t be that guy at a networking event

With a networking event planned, I thought it would be a good time to get back into some of the loca...