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McKinsey & Co. settles for $39.5 million

Putting your proprietary funds in a 401(k) plan makes you a target and if you don’t offe...

The greatest comics deal you probably never heard of

  Since 10, I’ve been an on and off fan of reading comic books. As I got older, the...

Free recordkeeping and you

Several of the large bundled providers are offering free recordkeeping for parts of next y...

The Bonus Problem

When I first started as an ERISA attorney, I worked for a kind man named Harvey Berman in ...

Marketing is sometimes, just marketing

inspire to drink beer, but the advertisements were comedy gems from Rodney Dangerfield, Bi...

Pooled Plan Provider Registration Rule Proposed

The Department of Labor (DOL) proposed a rule that set the registration requirements for a...

Networking event at CitiFIeld, save the date

COVID got in the middle of a lot of things including a networking event that I never got t...

DOL issues lifetime income illustration regulations

The Department of Labor (DOL) released regulations that require retirement plan sponsors t...

Dealing with clients isn’t one size fits all

I believe that in this business, there isn’t a one size fits all. That deals with 3(38) ...

ESG reminds me of Target Date funds, for a reason

Environmental, Social, and Corporate Governance (ESG) funds are a hot potato item as the D...