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Crypto can only be offered in a self-directed window

People know that I love crypto investing, but hate it as a potential 401(k) investment for...

Ary Rosenbaum, That 401(k) Guy

The forgetful part of the DFVCP will cost you

The Delinquent Filer Voluntary Compliance Program (DFVCP) is a Department of Labor (DOL) p...

Ary Rosenbaum, That 401(k) Guy

Lowe’s settles for $12.5 million

Lowe’s Cos. settled a class-action lawsuit filed by a participant in its 401(k) plan...

Ary Rosenbaum, That 401(k) Guy

John Hancock forks over $14 million in 401(k) lawsuit

When you operate proprietary mutual funds and offer them in your401(k) plan, you will be a...

Ary Rosenbaum, That 401(k) Guy

ERISA attorneys and the snowball effect

When it comes to retirement plans, we have a snowball effect. The effect is usually when t...

Ary Rosenbaum, That 401(k) Guy

Get that Final 5500 done

When a plan terminates and distributes all its assets or merges all its assets into anothe...

Ary Rosenbaum, That 401(k) Guy

How does it happen? It does

Part of my job is fixing errors made by plan sponsors and their plan providers. Despite wh...

Ary Rosenbaum, That 401(k) Guy

The problem with going back to normal

I work from home, it’s 11 years now. You can say that I was ahead of the game with the C...

Ary Rosenbaum, That 401(k) Guy

You can’t ignore clients and the fees they pay

I first started paying for my car when I got my first job as an ERISA attorney, It was a b...

Ary Rosenbaum, That 401(k) Guy

Introducing That 401(k) Networking Event and Mets game on July 28th

  With the pandemic coming to an end, it’s time to get back to business.   On ...

Ary Rosenbaum, That 401(k) Guy