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UBS Faces Forfeiture Lawsuit

UBS has found itself the latest target in the growing wave of ERISA litigation surroundin...

Ary Rosenbaum, That 401(k) Guy

DOL Walks Back Crypto Chill: A Return to Fiduciary Neutrality

The Department of Labor’s Employee Benefits Security Administration (EBSA) released Com...

Ary Rosenbaum, That 401(k) Guy

The Mission Becomes Possible

I hated the Mission: Impossible TV show. Let me just get that out of the way. It was a fi...

Ary Rosenbaum, That 401(k) Guy

Fidelity adds student match program

The 401(k) world has long been a place where innovation comes with a compliance manual an...

Ary Rosenbaum, That 401(k) Guy

TIAA sued for proprietary funds

In the world of retirement plans, some stories feel like déjà vu with a fresh set of do...

Ary Rosenbaum, That 401(k) Guy

I didn’t fit within their paradigm

When I was at American University Washington College of Law, the dean at the time was a m...

Ary Rosenbaum, That 401(k) Guy

Timely use forfeitures

ERISA is filled with traps for the unwary. Some are complex, hiding in layers of regulato...

Ary Rosenbaum, That 401(k) Guy

Are We Robbing Peter to Pay Paul?

The 401(k) match has long been one of the most powerful tools for building retirement sav...

Ary Rosenbaum, That 401(k) Guy

Talent and hope

I was never going to be the guy—the one people rallied around, the golden child, the an...

Ary Rosenbaum, That 401(k) Guy

The Best Person for the Job Doesn’t Always Get It

If you’ve worked in the retirement plan industry long enough, you’ve had that moment ...

Ary Rosenbaum, That 401(k) Guy