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The DOL Rolls Over, Fiduciary Rule Effectively Dead

The Department of Labor (DOL) said it’s not going to pursue enforcement actions against ...

Yesterday’s plan participants in today’s world

When I first started in the 401(k) business, investment selection by participants was stil...

That 401(k) Conference is all about value

That 401(k) Conference is that 401(k) financial advisor conference that came out from my i...

Bruno Sammartino, R.I.P

I know that professional wrestling isn’t real, but it’s supposed to look real and one ...

The Fiduciary That Buys The Groceries

When the great Bill Parcells was the head coach of the New England Patriots, he got into a...

Graff Calls For DOL E-Delivery Change and I Love It

I used to love paper until I had a 5-foot flood in the downstairs of my home during Hurric...

When The Fiduciary Warranty is Dangerous

I don’t pull any punches, so I have certainly written many articles about plan providers...

Redemption only goes so far

My great Uncle Jack was the youngest of 4 children. He followed Herschel, Zoltan, and my g...

Don’t show clients you don’t care

It’s one of the greatest lines in a movie and even my 11-year-old daughter knows it. Har...