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DOL rule gets its first lawsuit

The new fiduciary rule, which had its final rule, published, got its first lawsuit. Th...

Ary Rosenbaum, That 401(k) Guy

The fiduciary rule and the rollover

I’m not a fan of abuses in the retirement plan space. I called for fee disclosures befo...

Ary Rosenbaum, That 401(k) Guy

JP Morgan Chase has participant data breach

Cybersecurity on all levels is one of the biggest threats out there that everyone in the ...

Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference returned to Arlington

That 401(k) Conference first started in 2018 and Arlington, Texas is the first city to ha...

Ary Rosenbaum, That 401(k) Guy

Networking the wrong way

When it comes to building a retirement plan practice, networking is an important componen...

Ary Rosenbaum, That 401(k) Guy

Complacency for TPA is deadly

For me, one of the worst things that any business can have is a sense of complacency; I h...

Ary Rosenbaum, That 401(k) Guy

You can’t sell Betamax in a world of VHS

A plan provider once asked me if I had written a full-blown article on why trustee direct...

Ary Rosenbaum, That 401(k) Guy

Make Sure The Census Information is Correct

I use the expression “garbage in, garbage out” if an end of year census report is don...

Ary Rosenbaum, That 401(k) Guy

I will never understand a TPA asset based fee

I’m stubborn and there are just some things I don’t understand, so hear me out. I ...

Ary Rosenbaum, That 401(k) Guy

Make sure your custodian knows who the trustees are

If you’re a closely held business or not, changes do happen. Whether it’s leadership ...

Ary Rosenbaum, That 401(k) Guy