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The late 5500 needs that DFVCP application

With the initial 5500 deadline coming and going and October 15th around the corner, it ma...

Ary Rosenbaum, That 401(k) Guy

Consider a cybersecurity policy and procedure

With the Department of Labor (DOL) focusing on cybersecurity, I think it’s prudent for ...

Ary Rosenbaum, That 401(k) Guy

The problem with opinions

I always say that I thought I loved a great area until I saw my community’s Faceboo...

Ary Rosenbaum, That 401(k) Guy

Anyone can be a TPA

With apologies to Tod Higgins (played by Keanu Reeves) in “Parenthood”, you need a li...

Ary Rosenbaum, That 401(k) Guy

Nothing controversial about vesting

An article from one of the news sources I enjoy about retirement plan news, had an articl...

Ary Rosenbaum, That 401(k) Guy

There has to be something in it for them

When I worked at that semi-prestigious law firm as an associate, my goal was to develop a...

Ary Rosenbaum, That 401(k) Guy

ERISA lawsuit over Colgate account theft

Back in the day, the question of theft of plan assets, usually indicated theft by the pla...

Ary Rosenbaum, That 401(k) Guy

The rollover conundrum

When I left a job, the first thing I did was execute my rollover form to move my 401(k) b...

Ary Rosenbaum, That 401(k) Guy

Empower does well in sales

Empower, announced has achieved $62 billion in retirement plan sales in 2022. The AU...

Ary Rosenbaum, That 401(k) Guy

You’d love to tell them to stay the course, but…..

As an employer and a plan sponsor, you’re the folks that employees will go ask question...

Ary Rosenbaum, That 401(k) Guy