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Let go of the anger

A friend of mine advised me of the recent death of the owner of a third-party administrat...

You have to make money

Before I officially started my own practice as my sole revenue generator in 2010, I start...

Always trying to find an angle for an ERISA lawsuit

Fee disclosure regulations and a whole bunch of excess fee settlements in litigation have...

Small businesses have issue with plan creation

The small business part of the 401(k) business is a bit tough, a recent survey shows that...

Content beats cold calling in my mind

I got a phone call from a broker who wanted to give me a free 401(k) analysis. I’m sure...

United sues advisory firm for SBDA loan scheme

United Airlines has filed a lawsuit over an alleged scheme with an advisory firm and a sc...

The Rollover problem

When a friend or family member asks for advice upon leaving a job, I always tell them to ...

Confirm what the auditor says

If you have a retirement plan with more than 100 participants with account balances, you ...

In the end, it’s on you

One of the thankless parts of my job is dealing with plan sponsors with large issues and ...

Best interest should cover IRAs

I always believed that former employees were better off rolling out their 401(k) money in...