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401(k) fees are still sliding

The beauty of fee disclosure regulations and technological breakthroughs is that 401(k) fe...

Yes, we will reschedule our live events

That 401(k) Conference will return live in 2021. We will advise you of the make up dates f...

Well, it used to be worse

When I was younger, I was a pessimist. Everything to me, like a bad grade in Civil Procedu...

Joseph Vitale, R.I.P.

I don’t talk much of my time at Cohen, Weiss, & Simon. I was an associate there for ...

TPAs need clear contracts

As an ERISA attorney, my retainer agreements are pretty straight and clear. Governed by th...

The problem of too much paper

First, there was the call for an Investment Policy Statement (IPS). Then advisors were tou...

Yeah, I hate TDFs and here is another reason why

It is a well-known fact that I don’t like Target Date Funds (TDFs). It springs from the ...

You’re late, file for the DVCP, because the penalties are larger

Failure to file Form 5500 is costly as the Department of Labor (DOL) and Internal Revenue ...

Red Cross sued over their 401(k) plan

When you’re big enough, you are a target for a 401(k)lawsuit. The American National Red ...

I like State Employer Mandated IRAs, I just hate State Employer Mandated IRAs

I like the idea of states enacting mandated employer State IRA programs, I just don’t li...