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DOL sues over forfeitures

While there have been a few lawsuits over the use of forfeitures in retirement plans, it’s import...

Some PEPs to go bye bye

Pooled Employer Plans (PEPs) are an attractive opportunity for small plans to mitigate the liabilit...

Vestwell gets more financing

Vestwell has raised $125 million in a Series D fundraising round led by Lightspeed Venture Partners...

Carson adds another advisory firm to its network

The Carson Group is adding Oakeson Steiner Wealth & Retirement to its network of more than 140 ...

SDBA Account Balances are down

Schwab’s Q3 2023 SDBA Indicators Report, a report on self directed brokerage accounts (SDBAs) sho...

Keybank offers PEP

KeyBank Institutional Advisors (IA) announced the launch of a new pooled employer plan for 401(k) p...

Audit rule will put some PEPs out to pasture

It looked great on paper, Pooled Employer Plans (PEPs) needed an audit only if they hit 1,000 parti...

Define small

I will reiterate that almost all small and medium-sized 401(k) plans are immune from 401(k) litigat...

State mandated plans help the lower paid

My daughter works at the local pizzeria. I can’t imagine they would offer a retirement plan until...

State plans push independent 401(k) plans

The reason I like state-mandated IRA programs for employers is because it increases retirement plan...