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That Estee Lauder 401(k) case is troubling

I worked at a third-party administration (TPA) where one of our administrators tried to steal money ...

by Ary Rosenbaum, That 401(k) Guy

DOL releases new e-disclosure rule

The Department of Labor (DOL) proposed a new rule to allow retirement plan disclosures to be posted ...

by Ary Rosenbaum, That 401(k) Guy

Vanderbilt University settles 403(b) lawsuit for $14.5 million

In the wave of litigation against universities for their 403(b) plan, there were several victories b...

by Ary Rosenbaum, That 401(k) Guy

A useless statistic on Target Date Funds

I’m not a big fan of target-date funds and that bias goes back to the implosion of the stock marke...

by Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference will hit St. Louis in 2020

That 401(k) Conference has booked its first regional conference in 2020.   That 401(k) Conferen...

by Ary Rosenbaum, That 401(k) Guy

The lesson of Ken Fisher

Ken Fisher of Fisher Investments is facing almost $2 billion of withdrawals from his firm as a resul...

by Ary Rosenbaum, That 401(k) Guy

Coverage Testing is a Big Deal

When you look at the problems of retirement plans, one that gets short shrift is coverage and that i...

by Ary Rosenbaum, That 401(k) Guy

IRS tells us what their priorities are

One great about the Internal Revenue Service is that they tell us what they’re up to. They will te...

by Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference hits Foxborough

That 401(k) Conference had its first football-themed event at Gillette Stadium, home of the New Engl...

by Ary Rosenbaum, That 401(k) Guy

Let your providers do their job

If your financial advisor tells you that it’s time for the regularly scheduled meeting, don’t bl...

by Ary Rosenbaum, That 401(k) Guy