I’m still amazed at how often I come across participant-directed 401(k) plans that don’t have a financial advisor attached. Now, I completely get why solo 401(k) plans usually don’t. Most individuals think they can manage things themselves. I’m in tha...
Another week, another excessive fee case settled. This time, it’s Jack Henry & Associates Inc., a well-known technology provider, and its 401(k) retirement committee agreeing to a $1.6 million settlement in a fiduciary breach case under ERISA. What W...
New York has officially joined the list of states mandating retirement savings programs. ...
That 401(k) Conference is back on the road for 2026, and the lineup is shaping up nicely....
The Department of Labor has never been shy about changing its mind, and here we go again....
Another excessive fee case is wrapping up, this time involving the $5.6 billion Northwell...
One thing I’ve learned in the retirement plan business is that participant demand usual...
One of the biggest problems I see when new clients hire me is that they never bothered to...
I’ll admit it—I loved Cracker Barrel. Living in New York, I never had one nearby, so ...
When I look back on my brief tenure at that union law firm, the irony wasn’t lost on me...
