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It’s a Process and Not A Result

Advisors ask me all the time of the role of education in participant-directed 401(k) plans...

Starting from Nothing

I always talk about my frustrating experience at a certain semi-prestigious Long Island la...

Your Referrals Shouldn’t Be For Sale

My word is my bond; at least I try to make it that way. My opinions on which providers are...

One Mutual Fund Lineup isn’t a good idea

You must know about the shoemakers’ children and how they go barefoot and have no shoes....

Doc Gooden to appear at That 401(k) National Virtual Conference

The very first guest at the very first That 401(k) Conference (June 2018 at CitiField) is ...

Mutual of Omaha settles lawsuit

Mutual of Omaha Insurance Co. and its subsidiary United of Omaha has agreed to settle Mutu...

Too much choice isn’t a good thing

In life, giving people a wide variety of choices is a good thing. However, when it comes t...

Proprietary fund plan sponsor problems

I always say that I come up with many ideas, but most of them are bad. Seriously, there ar...

It’s not 1980 anymore

I was a volunteer and officer for an organization where I stated that the leadership (not ...

The problem with TPAs

Third-party administrators (TPAs) are the most important plan provider that a 401(k) plan ...