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DOL pushes back on ESG rule

The Department of Labor (DOL) is contesting a lawsuit filed by a coalition of 25 state at...

Ary Rosenbaum, That 401(k) Guy

Cetera buys RIA

Cetera is acquiring The Retirement Planning Group (TRPG), a registered investment advisor...

Ary Rosenbaum, That 401(k) Guy

Vermont adds Auto IRA mandate

Vermont is one of the latest states providing a state-run plan for private-sector employe...

Ary Rosenbaum, That 401(k) Guy

The cost for more self-correction

Years ago, any volume submitter plan or non-standardized prototype plan would apply for i...

Ary Rosenbaum, That 401(k) Guy

See how decisions impact others

The idea for buying a nice home is that you would be friendly with neighbors. That really...

Ary Rosenbaum, That 401(k) Guy

You can go broke without getting a client

When I started my own law practice in 2010, I did some small business networking and I re...

Ary Rosenbaum, That 401(k) Guy

Stealing plan assets is a dumb crime

Perhaps it is a result of the terrible economy for the last few years or perhaps more sup...

Ary Rosenbaum, That 401(k) Guy

Schwab shows gain in self directed brokerage accounts

You know I’m not in favor of self-directed brokerage accounts (SDBAs), but they are sti...

Ary Rosenbaum, That 401(k) Guy

American Airlines pilot sues over ESG in 401(k) plan

As I always say, if you’re a retirement plan sponsor, you can be sued over anything, re...

Ary Rosenbaum, That 401(k) Guy

The High School Changeling

“High school was my personal Vietnam,” I said in many of my articles over the years, ...

Ary Rosenbaum, That 401(k) Guy