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Fiduciaries to pony up almost $125 million in deal with DOL

Fiduciaries of a retirement plan sponsored by DST Systems Inc., including investment mana...

Ary Rosenbaum, That 401(k) Guy

TPAs don’t need no stinking license

With apologies to Tod Higgins (played by Keanu Reeves) in “Parenthood”, you need a li...

Ary Rosenbaum, That 401(k) Guy

Auto IRA Programs work

The more people are covered under the retirement plan, the better we all are. State-ma...

Ary Rosenbaum, That 401(k) Guy

Concrete manufacturer sued by the DOL for failure to make loan repayments and matching contributions

The Department of Labor (DOL) has sued New Jersey concrete manufacturer Di Ferraro Inc. f...

Ary Rosenbaum, That 401(k) Guy

Employees would stay for a retirement plan

I have often said that a retirement plan is an important employee retention tool. The num...

Ary Rosenbaum, That 401(k) Guy

Plan providers should charge direct fees

For my first year of law school, I had a renowned criminal law professor. He had a pencha...

Ary Rosenbaum, That 401(k) Guy

Money Purchase Plans are still a thin

When it comes to technology, people cling on to some old technology because of their fond...

Ary Rosenbaum, That 401(k) Guy

Criticism is fine

When I was at law school at American University Washington College of Law, I was the Exec...

Ary Rosenbaum, That 401(k) Guy

The Dentist is in

About 20 years ago, there was a medical report that dental plaque could cause heart disea...

Ary Rosenbaum, That 401(k) Guy

I dislike self-certification for hardship distributions

As Stone Cold Steve Austin said once: “Don’t trust anyone.” I’m not that severe i...

Ary Rosenbaum, That 401(k) Guy