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Be concerned over TPA referrals

A friend of mine and I were talking about a financial advisor that we knew that had a tre...

Ary Rosenbaum, That 401(k) Guy

Make sure the audit is independent

Retirement plans with more than 100 participants (I won’t mention the 80/120 rule) have...

Ary Rosenbaum, That 401(k) Guy

Don’t hire family as a fiduciary

I have some simple rules to live by. I never bet on the Mets, eat Olive Garden or Red Lob...

Ary Rosenbaum, That 401(k) Guy

It’s one of those Safe Harbor quirks

A safe harbor matching contribution should have the same eligibility as deferrals if you ...

Ary Rosenbaum, That 401(k) Guy

Consider a cybersecurity policy and procedure

With the Department of Labor (DOL) focusing on cybersecurity, I think it’s prudent for ...

Ary Rosenbaum, That 401(k) Guy

ERISA lawsuit over Colgate account theft

Back in the day, the question of theft of plan assets, usually indicated theft by the pla...

Ary Rosenbaum, That 401(k) Guy

The rollover conundrum

When I left a job, the first thing I did was execute my rollover form to move my 401(k) b...

Ary Rosenbaum, That 401(k) Guy

Empower does well in sales

Empower, announced has achieved $62 billion in retirement plan sales in 2022. The AU...

Ary Rosenbaum, That 401(k) Guy

Still the same problem with TDFs

I have always had a problem with target date funds (TDFs). It had to do with glide paths ...

Ary Rosenbaum, That 401(k) Guy

Sometimes, you have to fire yourself

When you’re young, you’re urged not to quit. Whether it’s little league or scouts, ...

Ary Rosenbaum, That 401(k) Guy