DailyPost
close
DailyPost

You're browsing category: For 401(k) Plan Sponsors

The lawyer letter

When I was at law school, I was the editor of the student magazine there and I broke the story abou...

by Ary Rosenbaum, That 401(k) Guy

Get those affiliated service issues straightened out

As a 401(k) plan sponsor, you need to make sure that all your plan providers understand any ownersh...

by Ary Rosenbaum, That 401(k) Guy

Never let anyone assume you’re embezzling

I know two retirement plan providers in Federal prison for embezzling retirement plan assets. They ...

by Ary Rosenbaum, That 401(k) Guy

If new TPA asks you to set up a new plan, say no

When you switch third-party administrators (TPAs), there is a lot of work involved. I don’t recom...

by Ary Rosenbaum, That 401(k) Guy

2024 and the long time, part-time provision is around the corner

Life goes fast. Feels about 10 years ago that I started as an ERISA attorney in practice and that w...

by Ary Rosenbaum, That 401(k) Guy

The Solo 401(k) and Form 5500 trap

I think the Solo 401(k) plan is one of the great treats for sole proprietors. I have been using it ...

by Ary Rosenbaum, That 401(k) Guy

Multiple plans? Pick one. TPA

Call me crazy, but I think less is more. If you have a 401(k) plan and another plan (usually a defi...

by Ary Rosenbaum, That 401(k) Guy

Smaller plans, at least have the PEP tool

I was interviewed recently by a 401(k)-centric website about smaller plans. When I first started in...

by Ary Rosenbaum, That 401(k) Guy

Ask Your TPA about training

If I want to get a new doctor or an attorney, I certainly want to know their background. Same with ...

by Ary Rosenbaum, That 401(k) Guy

The problem of late deferrals

While working as an ERISA attorney with a national practice (cough, cough), it’s clear to me that...

by Ary Rosenbaum, That 401(k) Guy