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When it comes to theft, the fiduciary vs. settlor function debate is meaningless

A friend of mine called me up a few weeks back and was telling me a story how he had a debate with J...

When The Fiduciary Warranty is Dangerous

I don’t pull any punches, so I have certainly written many articles about plan providers issuing s...

Redemption only goes so far

My great Uncle Jack was the youngest of 4 children. He followed Herschel, Zoltan, and my grandmother...

WHAT DOES A STUDEBAKER & BEING A FIDUCIARY HAVE IN COMMON?

Quite a bit actually!  Who would have thought!   This past weekend I attended the international ca...

Avoid those who always sell to plan sponsors

When I was a kid, there were two varieties of Cheerios, one version of Listerine, and one type of Cr...

The issue with 403(b) plans

I always say that as bad as 401(k) plans may be, 403(b) plans are in much worse shape. It didn’t h...

One metric about financial advisors that you should consider

When gauging the effectiveness of the retirement plan’s financial advisor, one thing that 401(k) p...

Trash Hauler Replaces Some Wasteful Funds

Problem Encountered One of the nation’s ten largest waste haulers had a $70 mm dollar 401k plan a...

Don’t be cheap when it comes to your retirement plan

As I have stated so many times, I don’t want to hire employees because I was an employee once too....

Plan Sponsors have Tp Keep Track of All Plan Amendments

I didn’t have such a great time at law school because I felt the administration and much of the fa...