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SDBA Account Balances are down

Schwab’s Q3 2023 SDBA Indicators Report, a report on self directed brokerage accounts (SDBAs) sho...

Keybank offers PEP

KeyBank Institutional Advisors (IA) announced the launch of a new pooled employer plan for 401(k) p...

Audit rule will put some PEPs out to pasture

It looked great on paper, Pooled Employer Plans (PEPs) needed an audit only if they hit 1,000 parti...

Define small

I will reiterate that almost all small and medium-sized 401(k) plans are immune from 401(k) litigat...

State mandated plans help the lower paid

My daughter works at the local pizzeria. I can’t imagine they would offer a retirement plan until...

State plans push independent 401(k) plans

The reason I like state-mandated IRA programs for employers is because it increases retirement plan...

Aon PEP hits $2 billion in assets

I joke that you will hear many announcements about pooled employer plans starting, but very little ...

HUB makes another purchase

AFS 401(k) Retirement Services, LLC (AFS 401(k) Retirement Services) and AFS Financial Group, LLC h...

Empower has $10 billion in small 401(k) plan sales

There is still big business with small plans. Empower has reported it has achieved sales of more...

IRS Issues Long Time, Part Time regulations

The Internal Revenue Service finally released regulations for 401(k) plans for long-term, part-time...