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UK Firm To Enter 401(K) PEP Market

Smart, a United Kingdom and global recordkeeper, has announced it will make its recordkeeping soluti...

by Ary Rosenbaum, That 401(k) Guy

Sometimes, they get it

As an ERISA attorney, I do get to talk to a lot of financial advisors and ERISA independent fiduciar...

by Ary Rosenbaum, That 401(k) Guy

Schlichter hit with $1.5 million sanction

Being an ERISA litigator isn’t as easy as one may think. For class action lawsuits, you’re front...

by Ary Rosenbaum, That 401(k) Guy

The Part Time, Long Term Problem

The SECURE Act made a profound change that will affect any 401(k) plan with part time employees by r...

by Ary Rosenbaum, That 401(k) Guy

MGM Resorts craps out with 401(k) lawsuit

Sometimes, the house misses. MGM Resorts International has been sued by participants of its 401(k) p...

by Ary Rosenbaum, That 401(k) Guy

Doc Gooden to appear at That 401(k) National Virtual Conference

The very first guest at the very first That 401(k) Conference (June 2018 at CitiField) is back, Dwig...

by Ary Rosenbaum, That 401(k) Guy

Mutual of Omaha settles lawsuit

Mutual of Omaha Insurance Co. and its subsidiary United of Omaha has agreed to settle Mutual of Omah...

by Ary Rosenbaum, That 401(k) Guy

The Partial Termination headache

With COVID and massive layoffs, we certainly have a partial termination problem to consider. If an e...

by Ary Rosenbaum, That 401(k) Guy

Pentegra MEP sued

If you become big enough, you can get sued. That is the lesson I tell everyone when someone mentions...

by Ary Rosenbaum, That 401(k) Guy

Plan Terminations will cause leakage

If you look at the stock market, you wouldn’t know unemployment is 10% and that 180,000 Americans ...

by Ary Rosenbaum, That 401(k) Guy