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DOL to amend the DFVCP program

Employee Benefit Security Administration plans to amend and restate its Voluntary Fiduciary Correcti...

Assets being stolen, it can happen, it has happened

A third-party administrator (TPA) and/or plan fiduciary stealing plans assets is easier than you thi...

It no longer matters where your plan provider is

I’m the guy who will travel to a Target further from my home because the Target in Farmingdale is ...

Crypto can only be offered in a self-directed window

People know that I love crypto investing, but hate it as a potential 401(k) investment for almost al...

Lowe’s settles for $12.5 million

Lowe’s Cos. settled a class-action lawsuit filed by a participant in its 401(k) plan for a $12...

John Hancock forks over $14 million in 401(k) lawsuit

When you operate proprietary mutual funds and offer them in your401(k) plan, you will be a target of...

Introducing That 401(k) Networking Event and Mets game on July 28th

  With the pandemic coming to an end, it’s time to get back to business.   On Wednesday,...

A September to Remember

Now that it appears the pandemic is nearing its end, it’s time to get back and meet up again. &nbs...

Can we admit crypto is a bad idea for 401(k) plans?

In the 30 plus years of investing, investing in cryptocurrency has been a wild ride. Mostly ups, but...

Congress proposed legislation to allow ESG

In the 30 years that I’ve been an investor, I’ve always strived for the best performance, thatâ€...