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Biden nominates Gomez as EBSA head

Some birds aren’t mean to be caged (a line from The Shawshank Redemption) and some attor...

Ary Rosenbaum, That 401(k) Guy

When it comes to former participants, plan sponsors don’t really know what they’re talking about

About 75% of large 401(k) plan sponsors would rather keep the assets of retired employees ...

Ary Rosenbaum, That 401(k) Guy

MetLife sued over proprietary index funds in 401(k) plan

When you’re a financial services company that offers proprietary mutual funds within you...

Ary Rosenbaum, That 401(k) Guy

IRS updates EPCRS

The IRS has updated the Employee Plans Compliance Resolution System (EPCRS) with the relea...

Ary Rosenbaum, That 401(k) Guy

Empower Buys Prudential Retirement Business

The big just got bigger. Empower Retirement is now buying the retirement plan business ofÂ...

Ary Rosenbaum, That 401(k) Guy

Create a missing participant process

It’s more work, but it’s clear that the Department of Labor (DOL) wants you to do more...

Ary Rosenbaum, That 401(k) Guy

Brokerage Window Guidance panned by those who offer it

Witnesses testifying before the ERISA Advisory Council criticized the idea for additional ...

Ary Rosenbaum, That 401(k) Guy

JP Morgan survey shows participants want more help

A survey by JP Morgan Asset Management shows that even though about four in five responden...

Ary Rosenbaum, That 401(k) Guy

TIAA gets in trouble over rollovers

The U.S. Securities and Exchange Commission (SEC) announced that TIAA-CREF Individual &...

Ary Rosenbaum, That 401(k) Guy

Trading with 401(k) accounts is very low

With a cautious stock market still reeling from COVID, it should come as no shock that tra...

Ary Rosenbaum, That 401(k) Guy