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DOL recovers over $130 million for Wells Fargo participants

Wells Fargo has agreed to pay agreed to a $145 million settlement in connection with a De...

Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference hits the Emerald City

A day of learning and fun was had at That 401(k) Conference in Seattle on Friday, Septemb...

Ary Rosenbaum, That 401(k) Guy

Prune those former employees

To avoid headaches, I just think it’s important to prune former employees from the list...

Ary Rosenbaum, That 401(k) Guy

The aggrieved former Participant and the quick score

As a plan fiduciary for hundreds of millions of dollars and with a lot of ERISA knowledge...

Ary Rosenbaum, That 401(k) Guy

Retirement plans need to fit like a glove

Johnnie Cochran could have been an ERISA attorney. The man who claimed: “if it doesn’...

Ary Rosenbaum, That 401(k) Guy

Charlotte postponed

Due to unforeseen circumstances, That 401(k) Conference in Charlotte will be postponed un...

Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference will return live in 2023

That 401(k) Conference will return live in 2023 with about 4-5 events including a return ...

Ary Rosenbaum, That 401(k) Guy

Blackrock TDFs are a huge target

At least 11 companies, including Booz Allen Hamilton Inc., Citigroup Inc., and Microsoft ...

Ary Rosenbaum, That 401(k) Guy

DOL revised guidance on independent audits

Revising 1975 issued guidance, the Department of Labor released Interpretive Bulletin 202...

Ary Rosenbaum, That 401(k) Guy

DOL has right to check in on a recordkeeper

A federal appellate court says that the Labor Department is allowed to pursue its inquiry...

Ary Rosenbaum, That 401(k) Guy