Let’s clear something up right away: just because your 401(k) plan isn’t in the Fortune 500 doesn’t mean you get the Fortune Free Pass. ERISA doesn’t have a small-plan exemption for being “nice” or “under the radar.” Whether your plan has $3 m...
Here’s a story straight from the trenches of the 401(k) world: the parties in a long-running excessive-fee lawsuit over the $2.6 billion Ferguson Enterprises LLC 401(k) plan have reached a settlement for $1.8 million. What Happened Back in 2022, plan ...
In the retirement plan world, there aren’t many do-overs. You don’t get to “try again” afte...
In this business, every conference has that one person who wants everyone to know they’re the sma...
When I started in this business, plan sponsors worried about lost checks. Now, they should be worri...
I’ve been in this business long enough to know that the only thing “simple” about a 401(k) pl...
Somewhere in Washington, someone at the Department of Labor must have a “Fiduciary Rule” dartbo...
I love networking on LinkedIn. Some of the best connections I’ve made in this business, people I ...
By Ary Rosenbaum, Esq. Mergers are great when you’re talking about chocolate and peanut butter...
Serving as counsel to a private school board, I had the chance to join their recent retreat, and I ...
