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Proprietary fund plan sponsor problems

I always say that I come up with many ideas, but most of them are bad. Seriously, there are so many ...

It’s not 1980 anymore

I was a volunteer and officer for an organization where I stated that the leadership (not including ...

The problem with TPAs

Third-party administrators (TPAs) are the most important plan provider that a 401(k) plan has and th...

There is a fine line between being clever and stupid

It was in “This is Spinal Tap” where I heard the line how there was such a fine line between stu...

Stick to what you know

The law firm I started 10 years ago is actually more than 20 years old as it was a shell where I cou...

Sorry is so easy to say

I once referred a 401(k) plan to an advisor. He did a terrible job and there were issues regarding h...

The PEP Gold Rush

I like choice and I like the idea that there is something called Pooled Employer Plans (PEPs) in 202...

All you need is just a little patience

I always talk about my open-door policy with financial advisors and third party advisors where I wil...

Take extra precaution for COVID distributions

The Securities and Exchange Commission is urging professionals to take extra steps to ensure the saf...

Free recordkeeping and you

Several of the large bundled providers are offering free recordkeeping for parts of next year if pla...