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For 401(k) Plan Sponsors

I dislike self-certification for hardship distributions

As Stone Cold Steve Austin said once: “Don’t trust anyone.” I’m not that severe in thought,...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

Check those statements

I’m one of those people who like brokerage accounts where I can buy fractional shares and securit...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

I’ve got nothing is no answer

I would have this recurring nightmare when I was younger, when I would dream that I was back in sch...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

Use that scanner

Being a plan sponsor is a tough job and the amount of paperwork that goes with it can be overwhelmi...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

The cost for more self-correction

Years ago, any volume submitter plan or non-standardized prototype plan would apply for its own det...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

The cost for more self-correction

Years ago, any volume submitter plan or non-standardized prototype plan would apply for its own det...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

Stealing plan assets is a dumb crime

Perhaps it is a result of the terrible economy for the last few years or perhaps more supervision b...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

One bid isn’t enough

As the time owning my house is coming to an end, my wife and I are embarking on one last project: r...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

Plan errors are more likely than fiduciary breaches

If you read my writings, you know that fiduciary liability is one of the plan sponsor’s more impo...

by Ary Rosenbaum, That 401(k) Guy

For 401(k) Plan Sponsors

The problem of free or cheap plan documents

As an ERISA attorney who drafts plan documents at a flat fee, my biggest competitors are not other ...

by Ary Rosenbaum, That 401(k) Guy

I dislike self-certification for hardship distributions

Check those statements

I’ve got nothing is no answer

Use that scanner

The cost for more self-correction

The cost for more self-correction

Stealing plan assets is a dumb crime

One bid isn’t enough

Plan errors are more likely than fiduciary breaches

The problem of free or cheap plan documents

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