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Ary Rosenbaum, That 401(k) Guy

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All posts by Ary Rosenbaum, That 401(k) Guy

The legend in his own mind

When your practice is successful as a retirement plan provider, you’re going to want to hire peopl...

The rules are the rules

While I went to law school for a law degree and stayed an extra year to get a tax LLM degree, my fee...

Like your parents, the IRS VCP program wants you to come clean

As a child, you’re usually told by your parents that they just want to hear the truth and that tel...

Like your parents, the IRS VCP program wants you to come clean

As a child, you’re usually told by your parents that they just want to hear the truth and that tel...

Benchmark your providers

I had a contractor work on my house for a couple of projects. Frank installed a new front door, inst...

The Problem With Loans

They often say that the road to hell is paved with good intentions. I don’t know who said it first...

What financial advisors really do

One would think that the role of a retirement plan financial advisor is to pick plan investments. Mo...

The Magic Bullet of 404(c) Compliance

ERISA §404(c), is the code section that may limit a plan sponsor’s liability in retirement plans ...

Sometimes, they get it

As an ERISA attorney, I do get to talk to a lot of financial advisors and ERISA independent fiduciar...

The Truth about plan disqualification

In the movie Casino, Robert De Niro’s character Lefty Rosenthal warns Joe Pesci’s character Nick...