close

Ary Rosenbaum, That 401(k) Guy

373 posts
All posts by Ary Rosenbaum, That 401(k) Guy
sms

Make sure your custodian knows who the trustees are

If you’re a closely held business or not, changes do happen. Whether it’s leadership or who serv...

este

That Estee Lauder 401(k) case is troubling

I worked at a third-party administration (TPA) where one of our administrators tried to steal money ...

edisclosure

DOL releases new e-disclosure rule

The Department of Labor (DOL) proposed a new rule to allow retirement plan disclosures to be posted ...

vanderbilt

Vanderbilt University settles 403(b) lawsuit for $14.5 million

In the wave of litigation against universities for their 403(b) plan, there were several victories b...

6AAA4EDC-5C55-4FC6-A670-9E64C8687D75

A useless statistic on Target Date Funds

I’m not a big fan of target-date funds and that bias goes back to the implosion of the stock marke...

76D0B9A0-B060-4C2B-ADC0-0F8ECEED428B

That 401(k) Conference will hit St. Louis in 2020

That 401(k) Conference has booked its first regional conference in 2020.   That 401(k) Conferen...

EE06C2F2-7CF3-43D0-9C37-ACC91C5DC5EE

The lesson of Ken Fisher

Ken Fisher of Fisher Investments is facing almost $2 billion of withdrawals from his firm as a resul...

3505853D-597E-4EE2-BBDE-2822545ED33E

That last button on your 401(k) plan

As an attorney, I hate dressing up. If I could wear a Mitchell and Ness sports jersey to meetings an...

0E1A5F28-F984-4567-B6A7-53D5194171A8

If you’re consistently losing clients, look in the mirror

There is always that line that you’re hired to be fired. No matter how great you are as a plan pro...

35A7299E-52D2-4527-9002-80409F684C00

Don’t let your business become an HR headache

It’s 2019 and lets face facts: behavior that might have been tolerated in the 1970s and 1980s aren...