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Ary Rosenbaum, That 401(k) Guy

648 posts
All posts by Ary Rosenbaum, That 401(k) Guy
assetfee

The TPA Asset Based Fee is a dinosaur

I have a good friend of mine that I’ve known for the last 18 years and he’s one of the m...

vacuum

Avoid the leadership vacuum

For any presidential campaign, there usually is an ad about which candidate would you trust to handl...

family

The Unintended Consequences of the Fiduciary Rule #4: Grandma won’t have a broker

Aside from my wife and children, my favorite person of all time was my maternal grandmother Rose. Sh...

college

We have an education cost crisis

When people talk about the next financial bubble, everyone points out to a brewing student loan cris...

ford

Death Doesn’t Make Them Great

I’ll probably sound like a jerk for saying this, but the Larry David inside of me wants to mak...

lord

The Fiduciary Rule isn’t the 11th Plague, you can predict that

I’ve heard so many negative things about the impact that the fiduciary rule will have on the retir...

planbooks

It’s time to look at your books of business

Broker-dealers are certainly in a bind to comply with the new Fiduciary Rule and one aspect is sendi...

binderscircle

Furnish those documents to Plan Participants or Pay Through The Nose

Plan sponsors should understand that under ERISA, plan participants are entitled to certain disclosu...

safeharbor

Safe harbor notices due December 1

It’s the second week of November, but it’s a friendly reminder that if you offer a safe ...

forfeitures

Forfeitures can be a compliance headache

Defined contribution plans such as 401(k) plans have a forfeiture provision if there are contributio...