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Why so serious? They might have created the mess

Years ago, I had the worst call with a prospective client in the 22 years I have been an E...

The problem with ESG funds

Over the last 10 years, more and more plan sponsors have opted for environmental and socia...

Fidelity settles lawsuit for $28.5. million

Fidelity Investments settled a class-action lawsuit regarding its own 401(k) plan for $28....

The thing about the new, new proposed fiduciary

In 1984, Lorne Michaels created a new show, based on Saturday Night Live (SNL) when he was...

Most companies aren’t suspending contributions, well yeah

A majority of 401(k) plan sponsors have said that they haven’t felt the need to stop or ...

Take advantage of the new E-Disclosure rules

As a 401(k)-plan sponsor, the new Department of Labor (DOL) rules that allow for the elect...

Theft through cyber crime will be a bigger thing

Theft by plan fiduciaries does happen and it’s not hard to find out who did it.   T...

Special COVID Valuation Date creates a 401(k) lawsuit

They said it best in This Is Spinal Tap, there is a fine line between being clever and stu...

It’s all about trust

Everyone knows that I’m a huge baseball fan (these 401(k) conferences have allowed me to...

Some COVID-19 observations

1. Why do people wear masks while driving? 2. Why do people wear masks while bicycle ridin...