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About 35 Proprietary Fund Lawsuits

There are at least 35 lawsuits against plan providers using in-house mutual funds in their...

Ary Rosenbaum, That 401(k) Guy

State Run IRA Programs Can Actually Be An Opportunity for Plan Providers

A few states including California are going into the retirement business. While ordinarily...

Ary Rosenbaum, That 401(k) Guy

Merill’s End of Commission IRAs is going to be a game changer

In a move that will shake the broker-dealer and retirement plan industries, Merill Lynchâ€...

Ary Rosenbaum, That 401(k) Guy

Run-DMC are Cultural Icons

I shop a lot at Fanatics.com for Mitchell & Ness jerseys, Mets gear, and Clippers gear...

Ary Rosenbaum, That 401(k) Guy

The Problem With Top-Heavy Administration

If you know about a thing or two about plan administration, you know about the top-heavy r...

Ary Rosenbaum, That 401(k) Guy

How Your 401(k) Participants Can Use Active Management

A passive portfolio management approach is appropriate for many 401(k) plan participants. ...

Robert C. Lawton, AIF, CRPS, President, Lawton Retirement Plan Consultants, LLC

NYC announced plan for a 401(k) MEP

New York City Comptroller Scott M. Stringer announced a three-pronged solution to expand r...

Ary Rosenbaum, That 401(k) Guy

You Won’t See This Again #2: Another Airport Movie

The 1970s are known for lots of things like disco, polyester, stagflation, Watergate, and ...

Ary Rosenbaum, That 401(k) Guy

You Make The Mistake, You Eat The Fee

10 years ago, I was at a law firm and helped draft an amendment to a multiemployer pension...

Ary Rosenbaum, That 401(k) Guy

The Unintended Consequences of The Fiduciary Rule #2: It won’t roll over, it will stay put

When you’re a fiduciary, you have the highest duty of care in law and equity. Your finan...

Ary Rosenbaum, That 401(k) Guy