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DOL Launches Lost and Found Database

The Department of Labor’s Employee Benefits Security Administration (EBSA) launched the...

Ary Rosenbaum, That 401(k) Guy

A SIMPLE Plan isn’t so simple

Small business plans that require no testing such as a SIMPLE IRA sound great on paper, b...

Ary Rosenbaum, That 401(k) Guy

Need to be vigilant on keeping those 401(k) deferrals

With a new administration in the White House, tax legislation will certainly be on the pl...

Ary Rosenbaum, That 401(k) Guy

I’m not concerned with the DOL and CIA agreements

Rep. Virginia Foxx (R-N.C.) asked for an investigation into the Department of Labor’s (...

Ary Rosenbaum, That 401(k) Guy

Do what’s right for the client

As many of you know, a substantive part of my income is independent fiduciary work. Wheth...

Ary Rosenbaum, That 401(k) Guy

Employees will screw up, be honest in fixing it

“A lot of holes in the desert, and a lot of problems are buried in those holes. But you...

Ary Rosenbaum, That 401(k) Guy

Great selling, but be right

There are a lot of people in the retirement plan business that are great at selling. I al...

Ary Rosenbaum, That 401(k) Guy

With some penalties, there is nothing I can do

Memorial Sloan Kettering is probably one of the top 5 cancer hospitals in the United Stat...

Ary Rosenbaum, That 401(k) Guy

Shut up and say Thank You

My maternal grandmother Rozalia was the sweetest person I ever knew. When I would get a g...

Ary Rosenbaum, That 401(k) Guy

Change is inevitable

The local baseball card show promoter sold its two biggest shows to a memorabilia dealer ...

Ary Rosenbaum, That 401(k) Guy