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Retirement Plan Committees and the Ego Problem

Whenever I sit with a retirement plan committee, I can’t help but be reminded of my experiences w...

Quick Guide for Plan Sponsors: My Take on DOL Cybersecurity Audits

If you want to stay out of DOL trouble, here’s what I’d tell you over a drink,no legalese, just...

Crypto in the Plan: A Cautionary Memo from Ary Rosenbaum to Plan Sponsors

If you’re a plan sponsor, here’s what I’d tell you about the growing conversation around cryp...

When the Regulators Speak, Listen

When I was a kid, there was an ad about EF Hutton brokers. The line was simple: “When EF Hutton t...

The Daily Scam

Every single day, I get a text that someone is trying to hack into my Coinbase account. I don’t e...

The Fine Print Will Cost You

One of the biggest problems I see when new clients hire me is that they never bothered to review th...

The problem of the de-conversion process

Years ago, back in law school, I was the Executive Editor of the student news magazine. It wasn’t...

Happy Clients Never Leave

In the retirement plan business, I’ve watched too many plan providers obsess over competitors—w...

When 401(k) Contributions Disappear: The Harsh Lessons of Micone v. iProcess Online, Inc.

You can cut corners in business. You can play fast and loose with your vendor contracts. You can ev...

Beneficiary Statements: No Good Deed Goes Unlitigated

Could listing designated beneficiaries on a participant statement spark a fiduciary breach lawsuit?...