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You're browsing category: For 401(k) Plan Sponsors

Get that Final 5500 done

When a plan terminates and distributes all its assets or merges all its assets into another plan, yo...

by Ary Rosenbaum, That 401(k) Guy

How does it happen? It does

Part of my job is fixing errors made by plan sponsors and their plan providers. Despite what the top...

by Ary Rosenbaum, That 401(k) Guy

Beware of that bribe

I have been a New York Giants football since the days of Ray Perkins, Brad Van Pelt, and Joe Danelo....

by Ary Rosenbaum, That 401(k) Guy

Fiduciary liability insurance is worth it

The warranty in the electronics business is gravy for the retailers who sell it. You’ll be surpris...

by Ary Rosenbaum, That 401(k) Guy

When the government calls, call an ERISA attorney

The worst thing you can do is to handle things that you can’t. The one thing that plan sponsors ca...

by Ary Rosenbaum, That 401(k) Guy

When the government calls, call an ERISA attorney

The worst thing you can do is to handle things that you can’t. The one thing that plan sponsors c...

by Ary Rosenbaum, That 401(k) Guy

Pay on that bonus

Bonuses are something I don’t know much about since the only bonus I got was $300 three months aft...

by Ary Rosenbaum, That 401(k) Guy

Hire an advisor when you get an employee

I’m still amazed when I find participant-directed 401(k) plans without a financial advisor. While ...

by Ary Rosenbaum, That 401(k) Guy

Dropping the plan document ball

One of the problems with being a plan sponsor is trying to make sure that when it comes to the inter...

by Ary Rosenbaum, That 401(k) Guy

Yesterday’s funds in today’s lineups

If you ever want to know what the top mutual funds were 3-5 years ago, you can look at the mutual fu...

by Ary Rosenbaum, That 401(k) Guy