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You're browsing category: For 401(k) Plan Sponsors

The problem of the de-conversion process

Years ago, I was the Executive Editor of my law school’s news magazine. In one of my final issues...

by Ary Rosenbaum, That 401(k) Guy

You Need A Financial Advisor

I am still shocked at how often I find participant-directed 401(k) plans without a financial adviso...

by Ary Rosenbaum, That 401(k) Guy

Picking the cheapest provider can be a breach of fiduciary

When it comes to health and fitness, you constantly hear studies about what foods fight or cause ca...

by Ary Rosenbaum, That 401(k) Guy

Make sure providers let you know about a data breach

I had a running joke about places I’d work where I felt the only way they’d tell you that the b...

by Ary Rosenbaum, That 401(k) Guy

Make Sure The Census Information is Correct

I use the expression “garbage in, garbage out” if an end of year census report is done incorrec...

by Ary Rosenbaum, That 401(k) Guy

I will never understand a TPA asset based fee

I’m stubborn and there are just some things I don’t understand, so hear me out. I got a call...

by Ary Rosenbaum, That 401(k) Guy

Make sure your custodian knows who the trustees are

If you’re a closely held business or not, changes do happen. Whether it’s leadership or who ser...

by Ary Rosenbaum, That 401(k) Guy

I’m not making money off referrals

Maybe I’m like Larry David, but I have a lot of pet peeves. I hate when people whistle or sing in...

by Ary Rosenbaum, That 401(k) Guy

The DOL is here to help

I got an urgent phone call on Friday at 5 pm from a plan sponsor with a unique situation. They talk...

by Ary Rosenbaum, That 401(k) Guy

Participants and plan sponsors need to be on guard for the scams

A law firm partner sends an email to another partner that he’s in trouble, and that the other par...

by Ary Rosenbaum, That 401(k) Guy