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DOL issues guidance on new fiduciary rule

The Department of Labor (DOL) issued guidance that reinforces that the new investment advice regulat...

DOL provides cybersecurity guidance

The Department of Labor (DOL) has issued guidance for plan sponsors and plan providers that cover be...

We shall return live in 2021

While 2020 sidelined our scheduled events in Houston, Minneapolis, and St. Louis, the plan is to ret...

It’s a wave of PEPs, but is it a wave of assets

With January 1st past us, we knew that many plan providers were going to launch Pooled Employer Plan...

Fidelity wins data as plan asset case

Fidelity won a huge case.   Schlichter, Bogard & Denton brought a lawsuit on behalf of four...

GAO says DOL has work to do on cybersecurity

The U.S. Government Accountability Office (GAO) asked the Department of Labor (DOL) to step up prote...

Johnson & Johnson wins 401(k) lawsuits

A New Jersey Federal District Court dismissed a complaint by participants in 3 Johnson & 401(k) ...

Abbott wins in theft suit, for now

Abbott Laboratories beat back a 2020 lawsuit from a 401(k) participant whose account was fraudulentl...

Self-Directed Brokerage Account were also up for 2020 Q4

It’s a known fact that I don’t care for self-directed brokerage accounts in 401(k) plans, but I ...

Reliance settles their role in Insperity case for $40 million

Reliance Trust has settled one of the largest 401(k) excessive suit settlements in their role in the...