Transamerica forks over another $5 million in another 401(k) lawsuit
If you’re a large plan sponsor, who also happens to offer your proprietary mutual funds ...
If you’re a large plan sponsor, who also happens to offer your proprietary mutual funds ...
A few years back, I was representing a plan sponsor under a Department of Labor (DOL) audi...
I hate death, I hate talking about death, the whole point of living is not dying. Yet, whe...
Years ago, I started working and had a lot of free time (before marriage and kids). I saw ...
More than 16 million accounts of $5,000 or less — $8.5 billion in the aggregate — were...
I always say that the reason I don’t have employees is I was once an employee too. I was...
A plan with 100 or more participants requires an audit of a plan’s financial standing co...
Attorneys have a bad reputation and a lot of times, it’s warranted. I jokingly said I kn...
I’m that turd in the punch bowl, being frank and honest which makes some people very unc...
AON sold off its US retirement and retiree health insurance brokerage businesses in a $1.4...
Revising the new fiduciary rule is on the drawing board for the Department of Labor (DOL)....
Employee Benefit Security Administration plans to amend and restate its Voluntary Fiduciar...
A third-party administrator (TPA) and/or plan fiduciary stealing plans assets is easier th...
I’m the guy who will travel to a Target further from my home because the Target in Farmi...
People know that I love crypto investing, but hate it as a potential 401(k) investment for...
The Delinquent Filer Voluntary Compliance Program (DFVCP) is a Department of Labor (DOL) p...
Lowe’s Cos. settled a class-action lawsuit filed by a participant in its 401(k) plan...
When you operate proprietary mutual funds and offer them in your401(k) plan, you will be a...
When it comes to retirement plans, we have a snowball effect. The effect is usually when t...
When a plan terminates and distributes all its assets or merges all its assets into anothe...