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AON cashes out of the retirement business

AON sold off its US retirement and retiree health insurance brokerage businesses in a $1.4...

Ary Rosenbaum, That 401(k) Guy

DOL to expand on new fiduciary rule

Revising the new fiduciary rule is on the drawing board for the Department of Labor (DOL)....

Ary Rosenbaum, That 401(k) Guy

DOL to amend the DFVCP program

Employee Benefit Security Administration plans to amend and restate its Voluntary Fiduciar...

Ary Rosenbaum, That 401(k) Guy

Assets being stolen, it can happen, it has happened

A third-party administrator (TPA) and/or plan fiduciary stealing plans assets is easier th...

Ary Rosenbaum, That 401(k) Guy

It no longer matters where your plan provider is

I’m the guy who will travel to a Target further from my home because the Target in Farmi...

Ary Rosenbaum, That 401(k) Guy

Crypto can only be offered in a self-directed window

People know that I love crypto investing, but hate it as a potential 401(k) investment for...

Ary Rosenbaum, That 401(k) Guy

The forgetful part of the DFVCP will cost you

The Delinquent Filer Voluntary Compliance Program (DFVCP) is a Department of Labor (DOL) p...

Ary Rosenbaum, That 401(k) Guy

Lowe’s settles for $12.5 million

Lowe’s Cos. settled a class-action lawsuit filed by a participant in its 401(k) plan...

Ary Rosenbaum, That 401(k) Guy

John Hancock forks over $14 million in 401(k) lawsuit

When you operate proprietary mutual funds and offer them in your401(k) plan, you will be a...

Ary Rosenbaum, That 401(k) Guy

ERISA attorneys and the snowball effect

When it comes to retirement plans, we have a snowball effect. The effect is usually when t...

Ary Rosenbaum, That 401(k) Guy