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The problem with shelf space payments

“You like potato and I like potahto You like tomato and I like tomahto Potato, potahto, ...

Ary Rosenbaum, That 401(k) Guy

Mergers and acquisitions, call an ERISA attorney

If you have a client that is being bought out or is buying another company, the first thin...

Ary Rosenbaum, That 401(k) Guy

Don’t trust again after getting burned once

When it comes to business and generally people, I treat people the way I’d want to be tr...

Ary Rosenbaum, That 401(k) Guy

DOL probing Fidelity

According to an article in the Wall Street Journal, the Department of Labor (DOL), is look...

Ary Rosenbaum, That 401(k) Guy

ConAgra lawsuit shows problems with being a fiduciary

A former participant of ConAgra’s 401(k) plan filed a lawsuit against the company, alleg...

Ary Rosenbaum, That 401(k) Guy

Fidelity lawsuit and the ERISA litigators will always be watching

Fidelity is being sued again, this time regarding payments made by mutual funds to the Fid...

Ary Rosenbaum, That 401(k) Guy

That 401(k) Conference hit LA

On February 22nd, Dodger Stadium was the venue for the 4th edition of That 401(k) Conferen...

Ary Rosenbaum, That 401(k) Guy

More issues with hardship distributions

Now that hardship rules are changing in 2019 with the elimination of the six-month deferra...

Ary Rosenbaum, That 401(k) Guy

Trust in this business does take time

Suppose someone you never met before comes up to you and asks whether they can stay at you...

Ary Rosenbaum, That 401(k) Guy

The lessons I learned from LinkedIn

One of the greatest tools in building my practice and enlarging my social media footprint ...

Ary Rosenbaum, That 401(k) Guy