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Don’t want to call an ERISA attorney? It’ll snowball

The snowball effect is term for a process that starts from something that is small and builds upon i...

There is a difference in the quality of service that TPAs offer

In any service industry, the quality of service and price can be far and wide. While people say that...

The greatest plan audit ever

For 18 years, I have been working on retirement plan audits. Either the plan was under examination b...

Pick a Provider That Is Ahead of The Curve

When it comes to plan sponsors in choosing providers for their retirement plan, I think one rule of ...

Should Your 401(k) Plan Go Safe Harbor?

December 1 is pretty quickly going to be upon us, which reminds me that I have some notices to send ...

Using Funds From Only One Family Is An Awful Idea

You must know about the shoemakers’ children and how they go barefoot and have no shoes. In the re...

Welcome Back, Welcome Back, Welcome Back

The Kotter reference is only fun because the client’s name is Gabe Gabe, who had left us has r...

Get rid of the bad decision makers

  I was a Vice President of a synagogue once and the biggest problem I had is that the people w...

If it bleeds, it leads. If it’s thrown out, forget about it.

I serve as the attorney for a registered investment advisor out on Long Island and they forwarded me...

The trouble with any new 401(k) product

When Honda unveiled the 1986 line of Acura cars, it was one of the first entrances of the Japanese A...