When the DOL is asking questions on cybersecurity, have the answers
A few years back, I was representing a plan sponsor under a Department of Labor (DOL) audi...
A few years back, I was representing a plan sponsor under a Department of Labor (DOL) audi...
I hate death, I hate talking about death, the whole point of living is not dying. Yet, whe...
Years ago, I started working and had a lot of free time (before marriage and kids). I saw ...
More than 16 million accounts of $5,000 or less — $8.5 billion in the aggregate — were...
I always say that the reason I don’t have employees is I was once an employee too. I was...
A plan with 100 or more participants requires an audit of a plan’s financial standing co...
Attorneys have a bad reputation and a lot of times, it’s warranted. I jokingly said I kn...
I’m that turd in the punch bowl, being frank and honest which makes some people very unc...
AON sold off its US retirement and retiree health insurance brokerage businesses in a $1.4...
Revising the new fiduciary rule is on the drawing board for the Department of Labor (DOL)....
Employee Benefit Security Administration plans to amend and restate its Voluntary Fiduciar...
A third-party administrator (TPA) and/or plan fiduciary stealing plans assets is easier th...
I’m the guy who will travel to a Target further from my home because the Target in Farmi...
People know that I love crypto investing, but hate it as a potential 401(k) investment for...
The Delinquent Filer Voluntary Compliance Program (DFVCP) is a Department of Labor (DOL) p...
Lowe’s Cos. settled a class-action lawsuit filed by a participant in its 401(k) plan...
When you operate proprietary mutual funds and offer them in your401(k) plan, you will be a...
When it comes to retirement plans, we have a snowball effect. The effect is usually when t...
When a plan terminates and distributes all its assets or merges all its assets into anothe...
Part of my job is fixing errors made by plan sponsors and their plan providers. Despite wh...