Ary Rosenbaum, That 401(k) Guy

500 posts
All posts by Ary Rosenbaum, That 401(k) Guy

States’ Plans doesn’t mean they’re coming for yours

Thanks to Department of Labor guidance that allows states to get in the retirement plan business and...


You don’t have to join the race to zero

When I started in the retirement plan business, the third party administrator (TPA) related law firm...


The 401(k) Guy’s random riffs on sports

The idea behind The 401(k) Guy is based on Bill Simmons, who was The Sports Guy at ESPN and grantlan...


Brokers need to educate themselves for the New Day in April

All the broker dealers are spending millions in legal fees to comply with the new Fiduciary Rule. I ...


The IPS could be an actual problem

The investment policy statement (IPS) is one of the most important documents that a participant dire...


The perils of too much choice in participant directed plans

One of the claims in those class action 403(b) lawsuits against universities is a claim that it is a...


Interview: Alvin Rapp, RPG Consultants

About 8 years ago, I was invited by a Manhattan stockbroker to speak at a plan sponsor event and mor...


Call the ERISA Attorney Before It’s Too Late

Besides bagels, pastrami, and cheesecake, New York is really well known for good medical care. So I ...


If you’re focusing on the tie, you’re not doing your job

Before I graduated law school, I had a penchant for some really loud ties, I had ties from the Flint...


Cubs-Indians World Series was one for the ages

The World Series that pitted the Chicago Cubs against the Cleveland Indians will be remembered as on...