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Ary Rosenbaum, That 401(k) Guy

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For 401(k) Plan Providers That 401(k) Guy Life Beyond 401(k) News For 401(k) Plan Sponsors
All posts by Ary Rosenbaum, That 401(k) Guy

LPL Up For Sale? Do We Think Why?

According to anonymous sources speaking to Reuters, LPL Financial is exploring strategic alternative...

by Ary Rosenbaum, That 401(k) Guy

About 35 Proprietary Fund Lawsuits

There are at least 35 lawsuits against plan providers using in-house mutual funds in their own 401(k...

by Ary Rosenbaum, That 401(k) Guy

State Run IRA Programs Can Actually Be An Opportunity for Plan Providers

A few states including California are going into the retirement business. While ordinarily competiti...

by Ary Rosenbaum, That 401(k) Guy

Merill’s End of Commission IRAs is going to be a game changer

In a move that will shake the broker-dealer and retirement plan industries, Merill Lynch’s decided...

by Ary Rosenbaum, That 401(k) Guy

Run-DMC are Cultural Icons

I shop a lot at Fanatics.com for Mitchell & Ness jerseys, Mets gear, and Clippers gear. Fanatics...

by Ary Rosenbaum, That 401(k) Guy

The Problem With Top-Heavy Administration

If you know about a thing or two about plan administration, you know about the top-heavy rules. The ...

by Ary Rosenbaum, That 401(k) Guy

NYC announced plan for a 401(k) MEP

New York City Comptroller Scott M. Stringer announced a three-pronged solution to expand retirement ...

by Ary Rosenbaum, That 401(k) Guy

You Won’t See This Again #2: Another Airport Movie

The 1970s are known for lots of things like disco, polyester, stagflation, Watergate, and disaster m...

by Ary Rosenbaum, That 401(k) Guy

You Make The Mistake, You Eat The Fee

10 years ago, I was at a law firm and helped draft an amendment to a multiemployer pension plan that...

by Ary Rosenbaum, That 401(k) Guy

The Unintended Consequences of The Fiduciary Rule #2: It won’t roll over, it will stay put

When you’re a fiduciary, you have the highest duty of care in law and equity. Your financial needs...

by Ary Rosenbaum, That 401(k) Guy