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Ary Rosenbaum, That 401(k) Guy

663 posts
All posts by Ary Rosenbaum, That 401(k) Guy
lpl_nasdaq

LPL Up For Sale? Do We Think Why?

According to anonymous sources speaking to Reuters, LPL Financial is exploring strategic alternative...

mutual-funds

About 35 Proprietary Fund Lawsuits

There are at least 35 lawsuits against plan providers using in-house mutual funds in their own 401(k...

california

State Run IRA Programs Can Actually Be An Opportunity for Plan Providers

A few states including California are going into the retirement business. While ordinarily competiti...

merill

Merill’s End of Commission IRAs is going to be a game changer

In a move that will shake the broker-dealer and retirement plan industries, Merill Lynch’s decided...

run-dmc

Run-DMC are Cultural Icons

I shop a lot at Fanatics.com for Mitchell & Ness jerseys, Mets gear, and Clippers gear. Fanatics...

top-heavy

The Problem With Top-Heavy Administration

If you know about a thing or two about plan administration, you know about the top-heavy rules. The ...

scott-stringer

NYC announced plan for a 401(k) MEP

New York City Comptroller Scott M. Stringer announced a three-pronged solution to expand retirement ...

airport-picture

You Won’t See This Again #2: Another Airport Movie

The 1970s are known for lots of things like disco, polyester, stagflation, Watergate, and disaster m...

waive-fee

You Make The Mistake, You Eat The Fee

10 years ago, I was at a law firm and helped draft an amendment to a multiemployer pension plan that...

unintended-consequences

The Unintended Consequences of The Fiduciary Rule #2: It won’t roll over, it will stay put

When you’re a fiduciary, you have the highest duty of care in law and equity. Your financial needs...