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Furnish those documents to Plan Participants or Pay Through The Nose

Plan sponsors should understand that under ERISA, plan participants are entitled to certai...

Safe harbor notices due December 1

It’s the second week of November, but it’s a friendly reminder that if you off...

Forfeitures can be a compliance headache

Defined contribution plans such as 401(k) plans have a forfeiture provision if there are c...

My opinion on Payroll Provider TPAs

If there is one opinion that I have that is argued about many times is my two cents in the...

Interview: Sheri Fitts, ShoeFitts Marketing

I’ve always said that marketing is one of the things out there that can help retirement ...

All points lead to more index funds in 401(k) plans

Thanks to the new Fiduciary Rule, I believe that you’re going to see more index fund...

DOL Issues Form 2016 5500 and Increases Penalties

I believe that one of the great breakthroughs over the past few years has been the mandato...

The legend of Helmut Norpoth

When it does to my 22 years of education, my favorite time was the 4 years I got a degree ...

The problem with offering stock in 401(k) plans

Wells Fargo was fined $185 million for creating fake bank accounts for customers to meet q...

What the Campaign Can Tell You About Marketing Your Practice

Before we start this out of the gate: this isn’t about the actual positions of the c...